Jilin Securities Regulatory Bureau’s 2016 Annual Report on Government Information Disclosure
According to the "Regulations on the Openness of Government Information in People’s Republic of China (PRC)" (hereinafter referred to as the "Regulations") and the relevant provisions of the information disclosure work of the China Securities Regulatory Commission, the Jilin Supervision Bureau of the China Securities Regulatory Commission is hereby announced.2016Annual report on government information disclosure in. The report includes an overview, voluntary information disclosure, publicity response, information disclosure according to application, information disclosure mechanism platform construction, information disclosure fees and reductions, application for administrative reconsideration and administrative litigation due to information disclosure, main problems in information disclosure and next steps. The statistical time limit for the data listed in the report is2016yearonemoononeRiqitill/extremely2016yeartwelvemoon31sunStop.
I. Overview
2016In, our bureau conscientiously implemented the Regulations and the relevant work arrangements of the the State Council and China Securities Regulatory Commissions, made the Internet website of our bureau as the main channel for publicity, and comprehensively used newspapers, radio, television and other forms that are easy for the public to know, timely and actively disclosed the regulatory information of our bureau, such as the handling of administrative licensing matters, which required the public to widely know or participate, and actively responded to social concerns; Strengthen the platform construction of information disclosure mechanism, improve the information active release mechanism, and further improve the transparency of supervision.
Second, the initiative to disclose information
2016In, our bureau publicized government information through websites and other forms.154strip,In which information is disclose through that media outside the internet.19Article, take the initiative to respond to public concern about hot information.fiveTime. The regulatory information voluntarily disclosed by our bureau mainly covers the following aspects:
(A) the regulatory work dynamics
Publish the trends of supervision work in the column of "Supervision Work"thirtyInformation, mainly including the important work meetings of our bureau and the progress of key work.
(2) Statistical information
Publish in the "Statistical Information" column27Information, mainly including2016year1-12General situation of capital market and market operation in Jilin area in June.
(3) Administrative license
2016On the basis of further improving the publicity mechanism of administrative license, our bureau fully publicized the catalogue of administrative examination and approval items, regularly updated and released the acceptance items of administrative license and the review progress, and accepted social supervision. The public contents include the object of examination and approval, project code, project name, examination and approval department, setting basis, etc.2016Reply of public administrative license inninePieces.
(4) Investor protection
Publish information in the column of "Investor Protection"26A, in which the "news bulletin" sub-column released information.11, "supervision object" sub-column release information.sixA, "investor protection" sub-column release information.ninePieces.
(5) Column on Popularizing Law
Publish information in the column of "law popularization column"eightPieces. It mainly includes the legal publicity series of "National Legal Publicity Day" and the typical cases of illegal securities and futures.
(6) Counseling enterprise information
Publish information in the column of "Counseling Enterprise Information"twentyPieces. It mainly includes the basic situation of counseling enterprises, the progress report of counseling work and the filing information of counseling enterprises.
Third, the publicity response
2016In 2000, our bureau took the initiative to preach policies and transmit authoritative information through interviews, speeches, policy interpretation, theme propaganda and other ways.
One isCarry out "Jilin Securities Regulatory Bureau actively carries out"12.4The "National Legal Publicity Day" series of activities carried out investor protection and publicity and education activities in the jurisdiction and achieved good results.
The second isCarry out successively2016Investors protect you and I walk together.three•15Theme publicity and education activities. With the theme of "investors protect you and my peers", guide market participants to implement their primary responsibilities, understand investors’ needs and listen to investors’ voices; Educate investors to strengthen self-protection, guard against risks and legally safeguard their rights.
The third islaunch2016In 2008, the "Publicity on the Integrity Construction of Capital Market" under the jurisdiction of Jilin Province published cases of illegal securities activities in major media, concentrated on publishing typical cases of illegal dishonesty and typical deeds of honesty and trustworthiness in recent years, and put in thousands of public service advertisements and warning phrases.
Four, according to the application of information disclosure
2016In, our bureau did not receive an application for government information disclosure. On the basis of complying with laws and regulations, facilitating the people and benefiting the people, our bureau has made full preparations in terms of system design, handling procedures and emergency plan setting, launched personalized services in a timely manner, and took various measures to meet the needs of applicants, with a proactive attitude and pragmatic and effective measures, to further improve the predictability, initiative and effectiveness of the open work according to the application.
V. Construction of information disclosure mechanism platform
Our bureau attaches great importance to and plays the role of Internet as the first platform and main channel for information public release. Through website revision, columns and contents are constantly updated to enhance the transparency and convenience of the website and further improve the timeliness, authority and effectiveness of information.
Six, information disclosure fees and exemptions
2016In, our bureau did not receive an application for government information disclosure, and there was no charge for retrieval, copying, mailing and other fees from the applicant for regulatory information disclosure.
Seven, due to information disclosure for administrative reconsideration and administrative proceedings.
2016In 2000, our bureau did not receive the administrative reconsideration and administrative litigation about the application for information disclosure.
Eight, the main problems of information disclosure and the next step.
2016In, our bureau stepped up the initiative to disclose regulatory information, and achieved good results. However, compared with the needs of investors and the public, there is still a certain gap, such as the further combination of government information disclosure and responding to social concerns, the channels for active information disclosure, and the process of information disclosure.2017In 2006, our bureau will continue to make overall plans to promote the disclosure of regulatory information, effectively strengthen the release of information and respond to concerns, continuously enhance the timeliness of information disclosure, better play the role of information disclosure in promoting the healthy development of the capital market in the jurisdiction, further raise the awareness of information disclosure, expand the forms of information disclosure, and increase the intensity of regulatory information disclosure to better safeguard the right to know, participate and supervise market participants.
Please see the attachment.